Self Directed Brokerage Account Management
Self Directed Brokerage Account (SDBA) management is ideal for participants of 401(k), 403(b), or 457 accounts. We accept full fiduciary responsibility and provide a legal safe harbor as defined by the applicable sections of the ERISA federal retirement law and the Internal Revenue Service Code.
We offer seven retirement account management strategies and multiple blends. All options use diversified asset allocation strategies to control risk without inhibiting investment flexibility. Your representative, along with our portfolio management team, determines which of the various options should be offered based on the goals, objectives, risk tolerance, needs, and time frame of the participants.
Our retirement account management is ideal for a wide range of clients. Designed for both a participant who is just beginning to save for retirement as well as a participant with an established account who is preparing to retire.
Also read: "Advice Matters" | "Brokerage Window"
Asset Allocation Disclosure
Asset allocation and diversification cannot guarantee a profit or insure against a loss. There is no guarantee
that any investment strategy will be successful. All investing involves risk, including the possible loss of
principal.